Problems FundKeeper solves
Give Reps what they want: Easy, Low Cost & Familiar
FundKeeper gives reps a comfortable, straightforward experience that maintains what they tend to like most about “going direct.” Nothing gets in the way of productive interactions with clients as reps serve them. For example, there are no “nuisance fees” that reps have to explain, such as when forced to migrate to traditional brokerage. Also, reps benefit from streamlined processing that eliminates cumbersome paperwork.
How to achieve consistent oversight & compliance
Control the process…without excessive complexity and cost
In theory, you can solve this problem using traditional brokerage. But firms have tried and failed because of the unnecessary complexity and cost that brokerage brings to the mutual fund investor, which can cause reps to resist and customers to leave. FundKeeper can provide the control and transparency you need in a straightforward way that doesn’t layer on what isn’t needed.
How to stop paying for tech and ops resources you shouldn’t need
Consolidate your accounts on a single mutual fund platform
Working directly with multiple fund companies creates unnecessary data integrity and reconciliation challenges. The back office spends time trying to update and correct information at the funds–not to mention the pains of aggregating data from multiple fund families. Moving direct-held investments onto FundKeeper removes the cost of aggregating client and rep data and provides a “gold” source of data to operate from.
Let us show you why the FundKeeper can be the best alternative to consolidating on a traditional brokerage system. Call us at (714) 247-0030 or contact us.
News & Insights
Automating your mutual fund direct business – can you go it alone? Is rinse & repeat a B/D’s best option?
February 10, 2020 | ARTICLE | BY KELLY LYNCH It’s the exceptions that sometimes prove the rule. We were reminded of that truism during a recent conversation with a senior operations executive at a large
December 19, 2019 | ARTICLE | BY KELLY LYNCH Advisors serving clients investing solely in mutual funds often prefer to do this business direct rather than through brokerage, despite the operational and regulatory inefficiencies inherent in
September 26, 2019 | ARTICLE | BY KELLY LYNCH They say that no good deed goes unpunished. For many registered reps with only a Series 6 license (the classic example is a rep working in
April 24, 2019 | PRESS RELEASE | Docupace Users Now Have Access to a Single Servicing Point for Over 16,000 Mutual Funds (Los Angeles, CA, April 24, 2019) – Docupace, a data-driven digital operations platform designed