Canvass of broker-dealers reveals direct-at-fund pain points

December 19, 2019 | ARTICLE | BY KELLY LYNCH Advisors serving clients investing solely in mutual funds often prefer to do this business direct rather than through brokerage, despite the operational and regulatory inefficiencies inherent in doing so. The FundKeeper team

Canvass of broker-dealers reveals direct-at-fund pain points2020-07-31T08:30:06-07:00

One way to make it easier for Series 6 reps to do good

September 26, 2019 | ARTICLE | BY KELLY LYNCH They say that no good deed goes unpunished. For many registered reps with only a Series 6 license (the classic example is a rep working in an insurer-affiliated b/d), their daily

One way to make it easier for Series 6 reps to do good2020-07-30T09:38:51-07:00

Don’t go blindly to brokerage

April 25, 2019 | ARTICLE | BY KELLY LYNCH As a technology provider to independent broker-dealers, we know that cost, regulatory pressure and information consolidation are three themes that dominate operational decisions around the trading, execution and ongoing maintenance of

Don’t go blindly to brokerage2020-07-31T07:24:53-07:00

Docupace Announces Collaboration with Direct Mutual Fund Platform FundKeeper

April 24, 2019  |  PRESS RELEASE | Docupace Users Now Have Access to a Single Servicing Point for Over 16,000 Mutual Funds (Los Angeles, CA, April 24, 2019) – Docupace, a data-driven digital operations platform designed to meet the specific business

Docupace Announces Collaboration with Direct Mutual Fund Platform FundKeeper2020-07-31T07:25:42-07:00

Envision Financial Systems Sponsors 2019 BISA Annual Convention

February 20, 2019  |  PRESS RELEASE | (Costa Mesa, CA, February 20, 2019) – Envision Financial Systems, Inc., a leading provider of real-time mutual fund shareholder recordkeeping technology, is pleased to sponsor the 2019 Bank Insurance and Securities Association (BISA)

Envision Financial Systems Sponsors 2019 BISA Annual Convention2020-07-31T06:44:21-07:00

Do you really know your customers—even those small, direct-at-fund accounts?

January 28, 2019 | ARTICLE | BY KELLY LYNCH Financial intermediaries take “Know Your Customer” (KYC) guidelines seriously. Many banks, independent broker-dealers, insurance broker-dealers and other financial intermediaries spend significant dollars and compliance resources ensuring they meet banking and/or anti-money

Do you really know your customers—even those small, direct-at-fund accounts?2020-07-31T06:50:15-07:00

Envision in the News

January 24, 2019 | Investment News Article Shan Dagli, Head of Intermediary Solutions for Envision's FundKeeper, recently shared insights with Investment News about increased FINRA guidance on cybersecurity, and what that could mean for broker-dealers.  Read the Article  Wealth Management 2019

Envision in the News2020-07-31T07:27:02-07:00

Envision Financial Systems Sponsors 2019 FSI OneVoice Conference

January 8, 2019  |  PRESS RELEASE | (Costa Mesa, CA, January 8, 2019) – Envision Financial Systems, Inc., a leading provider of real-time mutual fund shareholder recordkeeping technology, is pleased to sponsor the 2019 Financial Services Institute (FSI) OneVoice Conference (Booth

Envision Financial Systems Sponsors 2019 FSI OneVoice Conference2020-07-31T07:28:19-07:00